Section 39: Issuance of Certificates or Receipts/Letters/Advices for securities and dealing with unclaimed securities

Q: What does Section 39 of SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 (LODR Regulations) deal with?

Section 39 LODR Regulations pertains to "Issuance of Certificates or Receipts/Letters/Advices for securities and dealing with unclaimed securities". It is part of the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015, a legislation enacted by the Parliament of India. Section 39 of the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 (LODR Regulations) governs issuance of Certificates or Receipts/Letters/Advices for securities and dealing with unclaimed securities. As verified on 19 May 2026.

Q: Is Section 39 LODR Regulations still in force?

Yes, Section 39 of the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 is currently in force across the Republic of India.

Q: What is धारा 39 LODR Regulations?

धारा 39 LODR Regulations is the Devanagari Hindi reference for Section 39 of the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015. Section 39 of the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 (LODR Regulations) governs issuance of Certificates or Receipts/Letters/Advices for securities and dealing with unclaimed securities. As verified on 19 May 2026.

Q: What is Dhara 39 LODR Regulations?

Dhara 39 LODR Regulations is the Roman Hindi reference for Section 39 of the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015. "Dhara" means "Section" in Hindi. Section 39 of the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 (LODR Regulations) governs issuance of Certificates or Receipts/Letters/Advices for securities and dealing with unclaimed securities. As verified on 19 May 2026.

Q: How to cite Section 39 of SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015?

Cite as: "Section 39, SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 (LODR Regulations)" in legal briefs. For academic writing, use the BlueBook format: SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015, § 39 (India).

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(1)

The listed entity shall comply with Rule 19(3) of Securities Contract (Regulations) Rules, 1957 in respect of Letter/Advices of Allotment, Acceptance or Rights, transfers, subdivision, consolidation, renewal, exchanges, issuance of duplicates thereof or any other purpose.

(2)

The listed entity shall issue certificates or receipts or advices, as applicable, of subdivision, split, consolidation, renewal, exchanges, endorsements, issuance of duplicates thereof or issuance of new certificates or receipts or advices, as applicable, in cases of loss or old decrepit or worn out certificates or receipts or advices, as applicable within a period of thirty days from the date of such lodgement.

(3)

The listed entity shall submit information regarding loss of share certificates and issue of the duplicate certificates, to the stock exchange within two days of its getting information.

(4)

The listed entity shall comply with the procedural requirements specified in Schedule VI while dealing with securities issued pursuant to the public issue or any other issue, physical or otherwise, which remain unclaimed and/or are lying in the escrow account, as applicable.